Worksmart scoop a trio of major awards…
A statement of the UK Legal sector’s endorsement of Worksmart's products and consultancy services at the 2019 ACQ5 Law Awards:..
- UK Complaint Management Provider of the year
- UK SM&CR Provider of the year
- UK Regulatory Compliance Consultancy of the year
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MiFID II - Getting to grips with Knowledge & Competence...
Peter Griffiths provides a simple 6 point plan to provide clarity and coherence within your competence framework:..
Covering tasks such as:..
- Process reviews - capacity and resource;
- Rationalisation - consolidation of competing regulatory requirements, and;
- Record keeping - efficiency and efficacy.
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