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IT & Cyber Security - Why It Matters & What You Should Expect Of Your Software Suppliers

Understand the risks you are taking if you don't check the security standards of your regulatory software....  

Further help and guidance from Andy Nightingale, MD at Worksmart Ltd, in the second article in his series on RegTech published in T&C News.

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Worksmart scoop a trio of major awards…

A statement of the UK Legal sector’s endorsement of Worksmart's products and consultancy services at the 2019 ACQ5 Law Awards:..

  • UK Complaint Management Provider of the year
  • UK SM&CR Provider of the year
  • UK Regulatory Compliance Consultancy of the year

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SM&CR - The Journey is just beginning...

Thoughts from one of the UK leading experts on implementing SM&CR:..

Julie Pardy - Director of Regulation and Market Engagement shares some thoughts on the challenges ahead.

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Which regulatory software supplier should I trust?..

What are the challenges and what are the hallmarks and pre-requisites of a quality technology solution?..

Invaluable help, guidance and comment from Andy Nightingale, MD at Worksmart Ltd, from his T&C News article. 

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Financier Worldwide SM&CR round-table publication...

SM&CR related Q&A with a panel of experts:..

Recently published in the R&C - Risk and Compliance Magazine, a panel of experts discuss the key challenges and considerations for when implementing SM&CR in your firm.

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MiFID II - Getting to grips with Knowledge & Competence...

Peter Griffiths provides a simple 6 point plan to provide clarity and coherence within your competence framework:..

Covering tasks such as:..

  • Process reviews - capacity and resource;
  • Rationalisation - consolidation of competing regulatory requirements, and;
  • Record keeping - efficiency and efficacy.

 

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