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Worksmart scoop a trio of major awards…

A statement of the UK Legal sector’s endorsement of Worksmart's products and consultancy services at the 2019 ACQ5 Law Awards:..

  • UK Complaint Management Provider of the year
  • UK SM&CR Provider of the year
  • UK Regulatory Compliance Consultancy of the year

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SM&CR - The Journey is just beginning...

Thoughts from one of the UK leading experts on implementing SM&CR:..

Julie Pardy - Director of Regulation and Market Engagement shares some thoughts on the challenges ahead.

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Which regulatory software supplier should I trust?..

What are the challenges and what are the hallmarks and pre-requisites of a quality technology solution?..

Invaluable help, guidance and comment from Andy Nightingale, MD at Worksmart Ltd, from his T&C News article. 

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Financier Worldwide SM&CR round-table publication...

SM&CR related Q&A with a panel of experts:..

Recently published in the R&C - Risk and Compliance Magazine, a panel of experts discuss the key challenges and considerations for when implementing SM&CR in your firm.

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MiFID II - Getting to grips with Knowledge & Competence...

Peter Griffiths provides a simple 6 point plan to provide clarity and coherence within your competence framework:..

Covering tasks such as:..

  • Process reviews - capacity and resource;
  • Rationalisation - consolidation of competing regulatory requirements, and;
  • Record keeping - efficiency and efficacy.

 

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